quallt9469 quallt9469
  • 15-01-2020
  • Social Studies
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Federal securities laws supersede the provisions of the unifrom securities in all of the following areas except:

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estryzy
estryzy estryzy
  • 16-01-2020

Answer:

The federal securities law does not supersede the uniform securities provision in these areas;

Registration requirement applicable to securities offerings

investment advisers and Broker-dealer capital

custody

financial responsibility and

record keeping requirements

Explanation:

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